Investments • Financial Planning • Insurance    Call Us 972-745-9080

 

PRIVACY POLICY

This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulation S-P”). Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.

INFORMATION WE COLLECT

MCKEEL CAPAITAL MANAGEMENT must collect certain personally identifiable financial information about its customers to provide financial services and products. The personally identifiable financial information that we gather during the normal course of doing business with you may include:
• Information we receive from you on applications or other forms;

• Information about your transactions with us, our affiliates, or others;
• Information we receive from a consumer reporting agency.

INFORMATION WE DISCLOSE

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted or required by law, or as necessary to provide services to you. In accordance with Section 248.13 of Regulation S-P, we may disclose all of the information we collect, as described above, to certain nonaffiliated third parties such as attorneys, accountants, auditors and persons or entities that are assessing our compliance with industry standards. We enter into contractual agreements with all nonaffiliated third parties that prohibit such third parties from disclosing or using the information other than to carry out the purposes for which we disclose the information.

CONFIDENTIALITY AND SECURITY

We restrict access to nonpublic personal information about you to those Employees who need to know that information to provide financial products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

ACCURACY

McKeel Capital Management strives to maintain accurate personal information in our client files at all times. However, as personal situations, facts and data change over time and we encourage our clients to provide feedback and updated information to help us meet our goals.

These Privacy Principles apply to individuals, and McKeel Capital Management reserves the right to change these Privacy Principles, and any of the policies or procedures described above, at any time without prior notice. These Privacy Principles are for general guidance and do not constitute a contract or create legal rights and do not modify or amend any agreements we have with our customers.
These Privacy Principles apply to individuals, and McKeel Capital Management reserves the right to change these Privacy Principles, and any of the policies or procedures described above, at any time without prior notice. These Privacy Principles are for general guidance and do not constitute a contract or create legal rights and do not modify or amend any agreements we have with our customers.

Opt-Out Notice: In the future, if we arrange relationship with another financial institution or non-
affiliated third parties we will notify you in writing and allow you to Opt-Out of the sharing of your personal, non-public financial information. If you decide to Opt-Out, your request may be made in writing addressed and mailed to MCKEEL CAPITAL MANAGEMENT, 5201 N. O’Connor Blvd Suite 435, Las Colinas, TX 75039, or you may call our office and request our Opt Out Request Form (972-745-9080).

Should you wish to learn how SIPC protects your investment accounts, you may visit the SIPC Web Site at www.sipc.org.

Should you wish to learn more about investment firms and registered representatives, you may visit the FINRA Web Sitewww.finra.org/Investors/ToolsCalculators/BrokerCheck

972-745-9080